Portfolio management software solutions
Compliance
Insight Compliance - the pre and post-trade solution integrates seamlessly with the Front, Middle and Back Office suite. This module can also be used to check all regulatory and in-house compliance restrictions in ad-hoc, pre-trade and post-trade modes.
Key benefits include:
- Pre-defined investment restriction library
- Automatic pre-trade restriction checking upon acceptance of new orders
- Scheduled post-trade restriction checking for executed orders
- Ad-hoc checking of proposed orders
- Support for hard and soft limits
- Support for the UCITS III investment restrictions
- Complete audit trail of all compliance activity
- Exposure checking by multiple portfolio attributes
